A professionally managed BSE and NSE trading member since 2005 — built on disciplined governance and two decades of market experience.
The company is managed by two professionally qualified directors who bring decades of combined experience in finance, accounting, and investment consultancy.
Risk disclosures on derivatives
Source: SEBI study dated January 25, 2023 on "Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment", wherein aggregate-level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.
Proprietary trading, investor advisories & account opening
Proprietary trading disclosure
We, Gopani Securities & Investments Pvt Ltd, hereby disclose to our investors that we undertake Proprietary Trading in addition to client-based trading.
Attention Investors
Prevent unauthorised transactions in your account — update your mobile numbers / email IDs with your stock broker. Receive information of your transactions directly from the Exchange on your mobile / email at the end of the day. Issued in the interest of investors.
- Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
- Update your mobile number & email ID with your stock broker / depository participant and receive OTP directly from the depository on your email/mobile to create a pledge.
- Pay 20% upfront margin of the transaction value to trade in the cash market segment.
- Investors may refer to the Exchange's FAQs issued vide notice no. 20200731-7 dated July 31, 2020 and 20200831-45 dated August 31, 2020 on BSE, and NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 on NSE, and other guidelines issued from time to time.
- Check your Securities / MF / Bonds in the consolidated account statement issued by NSDL/CDSL every month.
Investors are requested to note that Stock broker (Gopani Securities & Investments Pvt. Ltd.) is permitted to receive/pay money from/to investors only through designated bank accounts named as client bank accounts. The stock broker is also required to disclose these client bank accounts to the Stock Exchange. Hence, you are requested to use only the client bank accounts listed on this site for dealings in your trading account with us. The details of these accounts are also displayed by Stock Exchanges on their website under "Know/Locate your Stock Broker".
Account opening procedure
- Obtain account opening forms from our executives.
- Provide your PAN details and fill in your name, contact number, email, etc.
- Add your address details and bank details.
- Provide self-attested KYC documents for proof of identity and proof of address, 2 photographs, signature, and documents for bank details such as a cancelled cheque or bank statement.
- If you want to opt for Futures & Options trading, income proof must be submitted in addition.
- Complete an In-Person Verification by visiting our office.
Filing of a complaint
You can file a complaint with the Compliance Officer, Mr. Elesh Anubhai Gopani, whose contact details are given below and in the footer of this page.
There are no pending complaints by any of the Investors.
Key Managerial Personnel & Compliance Officer
| Sr No. | Contact Person | Designation | Mobile No | Email ID |
|---|---|---|---|---|
| 1 | Elesh Anubhai Gopani | MD | Compliance Officer | 9821184271 | eleshgopani@yahoo.com |
| 2 | Ashish Anubhai Gopani | Director | 9004084269 | ashishgopani@yahoo.com |
| 3 | Sanjay Shankar Deshwal | Manager | 9004755163 | gopanisec@gmail.com |
List of Authorised Persons (AP)
| Sr. No | AP Name | AP Code | Constitution | Status | Registered Address | Terminal Allotted | No. of Terminals |
|---|---|---|---|---|---|---|---|
| 1 | Tushar Chandrakant Shah | BSE: AP0130400194137 | Individual | Approved | 25, Raju Mansion, 6th Floor, Vallabh Baug Lane Extension, Ghatkopar East, Mumbai 400075 | Y | 1 |
| NSE: AP1963000011 | Individual | Approved | Y | 2 | |||
| 2 | Rita P Doshi | BSE: AP0130400194608 | Individual | Cancelled | A1/301, Vrindavan, Mulund Goregaon Link Road, Mulund (W), Mumbai 400080 | N | 0 |
| NSE: AP1963000021 | Individual | Cancelled | N | 0 |
Up Streaming Client Nodal Bank Account (USCNBA)
Investors are requested to note that Stockbroker Gopani Securities & Investments Pvt Ltd is permitted to receive money from investors only through designated bank accounts named as Up Streaming Client Nodal Bank Accounts (USCNBA). These accounts are also disclosed to the Stock Exchange and displayed on the Exchange's website under "Member Directory". Please use only the accounts below for dealings in your trading account with us.
| Sr No | Name | Bank Name | Bank Account No | IFSC | Purpose | Segment |
|---|---|---|---|---|---|---|
| 1 | Gopani Securities & Investments Pvt Ltd — USCNB Account | Axis Bank Ltd | 029010200012333 | UTIB0000029 | USCNB | BSE CM |
| 2 | Gopani Securities & Investments Pvt Ltd — USCNB Account | Axis Bank Ltd | 923020040474986 | UTIB0000029 | USCNB | NSE FO |